Yun (SFC:BGL129) Zhou
周云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun (SFC:BGL129) Zhou (周云), a licensed former licensee with CE reference BGL129. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-05-04 | 2023-06-01 |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 4 — Advising on securities | 2022-03-04 | 2022-10-10 |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-20 | 2022-03-04 |
| Joy Rich Asset Management Company Limited 凱富資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-20 | 2022-10-10 |
| Sfund International Asset Management Limited 廣州基金國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-26 | 2021-06-30 |
| Sfund International Asset Management Limited 廣州基金國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-20 | 2021-06-30 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-19 | 2019-05-01 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-01 | 2019-05-01 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-08 | 2017-08-18 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-19 | 2017-08-18 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-19 | 2016-12-08 |