Dawn Nora FitzPatrick

CE No. BGK600 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dawn Nora FitzPatrick (), a licensed former licensee with CE reference BGK600. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
SFM HK Management Limited
索羅斯基金管理(香港)有限公司
Rep Type 9 — Asset management 2017-06-20 2024-11-05
UBS Asset Management (Hong Kong) Limited Rep Type 1 — Dealing in securities 2016-11-24 2016-11-30
UBS Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2016-11-24 2016-11-30
UBS Asset Management (Hong Kong) Limited Rep Type 1 — Dealing in securities 2016-01-04 2016-01-07
UBS Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2016-01-04 2016-01-07
UBS Asset Management (Hong Kong) Limited Rep Type 1 — Dealing in securities 2015-12-10 2015-12-13
UBS Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2015-12-10 2015-12-13
UBS Asset Management (Hong Kong) Limited Rep Type 1 — Dealing in securities 2015-10-29 2015-11-02
UBS Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2015-10-29 2015-11-02

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