Raphael Regis Dando
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Regis Dando ( ), a licensed former licensee with CE reference BGJ141. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-16 | 2018-06-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-16 | 2018-06-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-16 | 2018-06-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-10-16 | 2018-06-27 |