Philip Marcus Dodds
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Marcus Dodds ( ), a licensed former licensee with CE reference BGJ122. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-09-28 | 2018-10-05 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-27 | 2017-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-10-20 | 2016-10-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-10-23 | 2015-10-30 |