Li-I Kuo
郭禮一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li-I Kuo (郭禮一), a licensed former licensee with CE reference BGI935. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-11-04 | 2019-05-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-11-04 | 2019-05-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-11-04 | 2019-05-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2015-11-04 | 2019-05-31 |