Thomas C. Yim
嚴梓浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas C. Yim (嚴梓浩), a licensed former licensee with CE reference BGI745. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-10-16 | 2016-02-06 |