Jessica Pui Yan To
杜珮茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessica Pui Yan To (杜珮茵), a licensed former licensee with CE reference BGI638. This person has 5.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-04-29 | 2024-07-25 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-11 | 2024-07-25 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-11 | 2024-07-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-01 | 2023-11-03 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-04-01 | 2023-11-03 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-01 | 2023-11-03 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-10-10 | 2019-06-24 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-01 | 2019-06-24 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-18 | 2017-07-21 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-14 | 2016-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jessica Pui Yan To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.