Wen Ling Chen
陳玟伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Ling Chen (陳玟伶), a licensed former licensee with CE reference BGI467. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-06-08 | 2023-06-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-12 | 2023-06-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-12 | 2016-06-08 |