Qing (SFC:BGH970) Liu
劉勍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing (SFC:BGH970) Liu (劉勍), a licensed former licensee with CE reference BGH970. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-26 | 2025-06-24 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-02-26 | 2025-06-24 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-17 | 2018-09-26 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-17 | 2018-09-26 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-17 | 2018-09-26 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-17 | 2018-09-26 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-17 | 2018-09-26 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2018-08-17 | 2018-09-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-10-08 | 2017-06-15 |