Thomas Paul Regazzi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Paul Regazzi ( ), a licensed former licensee with CE reference BGH898. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-03-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-10-07 | 2015-10-09 |