Liyang Lu
魯黎陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyang Lu (魯黎陽), a licensed former licensee with CE reference BGH413. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KBR Fund Management Limited | Rep | Type 4 — Advising on securities | 2022-02-18 | 2025-08-22 |
| KBR Fund Management Limited | Rep | Type 9 — Asset management | 2022-02-18 | 2025-08-22 |
| Green Harmony Securities Limited 景和證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-16 | 2021-06-17 |
| Green Harmony Capital Limited 景和資本有限公司 |
Rep | Type 9 — Asset management | 2021-06-16 | 2021-06-17 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-04 | 2021-01-31 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-04 | 2021-01-31 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-07 | 2018-03-28 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-07 | 2018-03-28 |
| Gruss Capital Management Limited | Rep | Type 9 — Asset management | 2015-10-05 | 2016-01-20 |