Jin Xiao
肖瑾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Xiao (肖瑾), a licensed Representative with CE reference BGG646. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-19 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-19 | present |
| Shouhe Limited 首合有限公司 |
Rep | Type 9 - Asset management | 2022-05-27 | 2022-09-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-21 | 2021-12-03 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-21 | 2021-12-03 |