Peng (SFC:BGG515) Yu
余芃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:BGG515) Yu (余芃), a licensed Representative with CE reference BGG515. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-05-30 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-06 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-15 | present |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-27 | 2019-11-12 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2015-10-12 | 2019-11-12 |