Chen Zhao
趙晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Zhao (趙晨), a licensed former licensee with CE reference BGF987. This person has 8.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-04 | 2024-03-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-08-04 | 2024-03-20 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-11 | 2022-07-14 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-11 | 2022-07-14 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-15 | 2017-07-13 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-15 | 2017-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.