Zi Ye
叶子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zi Ye (叶子), a licensed former licensee with CE reference BGE905. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-15 | 2017-12-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-15 | 2017-12-31 |