Alok Anil Bathija
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alok Anil Bathija ( ), a licensed former licensee with CE reference BGE896. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-09 | 2018-03-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-18 | 2015-10-10 |