Juan Luis Perez Fernandez
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Luis Perez Fernandez ( ), a licensed former licensee with CE reference BGE895. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-02-22 | 2019-02-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-02 | 2018-11-09 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-09-21 | 2018-09-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-05 | 2018-01-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-05 | 2018-01-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-10-20 | 2015-10-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-10-20 | 2015-10-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-18 | 2015-09-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-09-18 | 2015-09-25 |