Ka Po Yiu
姚嘉寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Po Yiu (姚嘉寶), a licensed former licensee with CE reference BGE288. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-22 | 2017-09-11 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-22 | 2017-09-11 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-22 | 2017-09-11 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-08 | 2017-05-25 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-08 | 2017-05-25 |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-01 | 2016-11-18 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-15 | 2015-12-01 |