Yee Ling (SFC:BGE058) Ng
吳綺玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ling (SFC:BGE058) Ng (吳綺玲), a licensed former licensee with CE reference BGE058. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-21 | 2019-10-12 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-31 | 2018-06-10 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-31 | 2018-06-10 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-08 | 2017-07-09 |