Yu-Min Peng
彭裕旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Min Peng (彭裕旻), a licensed former licensee with CE reference BGE014. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-09 | 2017-08-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-09 | 2017-08-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-09 | 2017-08-07 |