Samuel Anthony Lun Barclay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Anthony Lun Barclay ( ), a licensed former licensee with CE reference BGD645. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moore Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2019-03-11 | 2020-12-31 |
| Moore Capital Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2019-03-11 | 2020-12-31 |
| Moore Capital Asia Limited |
Rep | Type 9 — Asset management | 2019-03-11 | 2020-12-31 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-18 | 2018-12-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-07 | 2017-05-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-07 | 2017-05-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-07 | 2017-05-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-09-07 | 2017-05-05 |