Samuel Anthony Lun Barclay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Anthony Lun Barclay, a licensed former licensee with CE reference BGD645. This person has 4.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moore Capital Asia Limited | Rep | Type 1 - Dealing in securities | 2019-03-11 | 2020-12-31 |
| Moore Capital Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-03-11 | 2020-12-31 |
| Moore Capital Asia Limited | Rep | Type 9 - Asset management | 2019-03-11 | 2020-12-31 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
Rep | Type 9 - Asset management | 2017-07-18 | 2018-12-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-07 | 2017-05-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-07 | 2017-05-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-07 | 2017-05-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2015-09-07 | 2017-05-05 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Anthony Lun Barclay during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.