Ronald Lok-Tod Man
文略韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Lok-Tod Man (文略韜), a licensed former licensee with CE reference BGC485. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-06-12 | 2025-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2025-06-12 | 2025-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-05-23 | 2024-05-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2024-05-23 | 2024-05-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-10-28 | 2022-11-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2022-10-28 | 2022-11-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-07-18 | 2018-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2017-07-18 | 2019-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-09-07 | 2018-09-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-09-07 | 2019-09-30 |