Shujitsu Kaku
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shujitsu Kaku ( ), a licensed former licensee with CE reference BGC191. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hillhouse Investment Management Limited 高瓴投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-30 | 2021-08-02 |
| Dymon Asia Capital (HK) Limited | Rep | Type 9 — Asset management | 2016-04-19 | 2018-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-09-01 | 2016-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-09-01 | 2016-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-09-01 | 2016-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-09-01 | 2016-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-09-01 | 2016-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-09-01 | 2016-03-24 |