Saumil Narendra Shah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saumil Narendra Shah, a licensed former licensee with CE reference BGB953. This person has 0.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-09-16 | 2016-06-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-09-16 | 2016-06-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-16 | 2016-06-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-08-31 | 2015-09-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-08-31 | 2015-09-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-31 | 2015-09-02 |