Thomas Chun Yiu Chan
陳浚曜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Chun Yiu Chan (陳浚曜), a licensed former licensee with CE reference BGB913. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-15 | 2017-02-22 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-15 | 2017-02-22 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-15 | 2017-02-22 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-25 | 2015-10-08 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-25 | 2015-10-08 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-25 | 2015-10-08 |