Xiaoting Hou
侯晓婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoting Hou (侯晓婷), a licensed former licensee with CE reference BGB587. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-05-16 | 2019-05-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-22 | 2019-03-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-14 | 2019-01-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-21 | 2018-04-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-21 | 2018-04-18 |