Stefan Mano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stefan Mano ( ), a licensed former licensee with CE reference BGB559. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-10-18 | 2023-04-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-10-18 | 2023-04-26 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-10-18 | 2023-04-26 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2019-04-30 | 2022-10-18 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2018-08-24 | 2022-10-18 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2018-08-24 | 2022-10-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-09-30 | 2019-04-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-09-30 | 2018-08-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-09-30 | 2018-08-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-08-24 | 2015-09-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-08-24 | 2015-09-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-24 | 2015-09-04 |