Soshi Okamoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soshi Okamoto ( ), a licensed former licensee with CE reference BGB194. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-11-30 | 2016-12-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-11-30 | 2016-12-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-11-26 | 2015-11-27 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-11-26 | 2015-11-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-08-31 | 2015-09-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-31 | 2015-09-04 |