Rui (SFC:BGA836) Li
李睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:BGA836) Li (李睿), a licensed Representative with CE reference BGA836. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-27 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-10-27 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-14 | 2025-09-29 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-12 | 2018-08-12 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-04-10 | 2018-08-12 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-19 | 2017-03-26 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-19 | 2017-03-26 |