Gunjan Bothra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gunjan Bothra ( ), a licensed former licensee with CE reference BGA581. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-09-11 | 2021-08-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-09-11 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-11 | 2021-08-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-08-19 | 2015-08-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-08-19 | 2015-08-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-19 | 2015-08-21 |