Nicholas Wynn Chukiat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Wynn Chukiat ( ), a licensed former licensee with CE reference BGA519. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-10-29 | 2018-11-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-10-29 | 2018-11-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-10-20 | 2017-10-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-10-20 | 2017-10-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-01-27 | 2017-02-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-01-27 | 2017-02-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-11-10 | 2016-11-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-11-10 | 2016-11-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-10-30 | 2015-11-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-10-30 | 2015-11-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-08-20 | 2015-08-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-08-20 | 2015-08-28 |