Julian Chi Wo Ng
吳子和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Chi Wo Ng (吳子和), a licensed former licensee with CE reference BFZ525. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-11 | 2016-06-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-11 | 2016-06-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-11 | 2016-06-09 |