Yi Xie
謝懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Xie (謝懿), a licensed former licensee with CE reference BFZ396. This person has 7.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-07 | 2024-11-07 |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-11-02 | 2022-06-10 |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-11 | 2022-06-10 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-06 | 2021-09-19 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-15 | 2021-09-19 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-20 | 2020-07-28 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-09-20 | 2020-07-28 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-10 | 2018-08-17 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-11 | 2017-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.