Tian Tan
譚天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Tan (譚天), a licensed Responsible Officer with CE reference BFZ369. Currently licensed at 1 firm(s): Wealth Harbour Investment & Management Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-06-18 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 9 — Asset management | 2024-06-18 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-05 | 2024-06-18 |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-05 | 2024-06-18 |
| EQT Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2018-10-16 | 2022-05-02 |
| EQT Partners Asia Limited | Rep | Type 4 — Advising on securities | 2018-10-16 | 2022-05-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-17 | 2018-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-17 | 2018-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-17 | 2018-09-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-13 | 2017-08-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-13 | 2017-08-28 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2015-08-13 | 2017-03-31 |