Di Xie
謝迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Xie (謝迪), CE reference BFY650. Currently licensed at 1 firm(s): CCB International Capital Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-05 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-16 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-04-16 | present |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-20 | 2021-03-31 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-20 | 2021-03-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-14 | 2016-05-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-14 | 2016-05-20 |