Yuan (SFC:BFY612) Wang
汪源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BFY612) Wang (汪源), a licensed former licensee with CE reference BFY612. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HarbourVest Partners (Asia) Limited | Rep | Type 1 — Dealing in securities | 2017-10-10 | 2019-12-19 |
| HarbourVest Partners (Asia) Limited | Rep | Type 9 — Asset management | 2017-10-10 | 2019-12-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-06 | 2017-09-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-06 | 2017-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | 2016-04-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-21 | 2016-04-29 |