Keith Alan Woolterton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Alan Woolterton, a licensed former licensee with CE reference BFY248. This person has 5.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2016-04-15 | 2020-08-03 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | 2016-04-15 | 2020-08-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-08-03 | 2016-04-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-08-03 | 2020-08-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2015-08-03 | 2016-04-15 |