Keith Alan Woolterton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Alan Woolterton ( ), a licensed former licensee with CE reference BFY248. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2016-04-15 | 2020-08-03 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2016-04-15 | 2020-08-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-03 | 2016-04-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-08-03 | 2020-08-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2015-08-03 | 2016-04-15 |