Kartikeyan Swaminathan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kartikeyan Swaminathan ( ), a licensed former licensee with CE reference BFX930. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-07-28 | 2015-07-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-07-28 | 2015-07-28 |