Shubham Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shubham Agarwal ( ), a licensed former licensee with CE reference BFX405. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-28 | 2024-06-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2024-05-28 | 2024-06-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-07-23 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-23 | 2016-09-28 |