Shubham Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shubham Agarwal, a licensed former licensee with CE reference BFX405. This person has 1.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-06 | 2026-07-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2026-07-06 | 2026-07-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-28 | 2024-06-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2024-05-28 | 2024-06-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-07-23 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-07-23 | 2016-09-28 |