Tze To Charles Tse
謝子滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze To Charles Tse (謝子滔), a licensed former licensee with CE reference BFX211. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-06 | 2015-09-10 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-06 | 2015-09-10 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-06 | 2015-09-10 |