Tian (SFC:BFX165) Ye
叶天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian (SFC:BFX165) Ye (叶天), a licensed former licensee with CE reference BFX165. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2018-03-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-24 | 2016-12-18 |