Kai Chung (SFC:BFW668) Lau
劉啟宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Chung (SFC:BFW668) Lau (劉啟宗), a licensed former licensee with CE reference BFW668. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-25 | 2022-06-07 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-04 | 2019-10-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-30 | 2019-03-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-01 | 2017-06-29 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-14 | 2016-06-30 |