Yushi Ye
叶雨石
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yushi Ye (叶雨石), a licensed former licensee with CE reference BFV909. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-09 | 2019-04-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-09 | 2019-04-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2016-08-09 | 2019-04-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-24 | 2016-06-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-24 | 2016-06-27 |