Haifeng Cao
曹海峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haifeng Cao (曹海峰), a licensed former licensee with CE reference BFU746. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-26 | 2026-02-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-05-15 | 2023-05-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-03-17 | 2023-03-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2022-11-03 | 2022-11-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-01-16 | 2020-02-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-05-16 | 2019-05-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-20 | 2018-08-24 |