Ran (SFC:BFT925) Shi
施冉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ran (SFC:BFT925) Shi (施冉), a licensed former licensee with CE reference BFT925. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2018-02-26 | 2021-09-01 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2018-02-26 | 2021-09-01 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-07-07 | 2018-02-26 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2015-07-07 | 2018-02-26 |