Yiming Li

李一鳴
CE No. BFT378 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming Li (李一鳴), a licensed former licensee with CE reference BFT378. This person has 3.1 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
Orient Securities (Hong Kong) Limited
東方證券(香港)有限公司
Rep Type 1 - Dealing in securities 2017-08-07 2018-10-06
Orient Securities (Hong Kong) Limited
東方證券(香港)有限公司
Rep Type 4 - Advising on securities 2017-08-07 2018-10-06
OnePlatform Asset Management Limited
環一資產管理有限公司
Rep Type 1 - Dealing in securities 2015-08-17 2017-07-05

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tao Kuang Orient Securities (Hong Kong) Limited 2017–2018
Ya-Hui Hsieh Orient Securities (Hong Kong) Limited 2017–2018
Hua Yao Orient Securities (Hong Kong) Limited 2017–2018
Chun Siu Orient Securities (Hong Kong) Limited 2017–2018
Hua Song Orient Securities (Hong Kong) Limited 2017–2018
Kit Ling Liu Orient Securities (Hong Kong) Limited 2017–2018
Ada Man Pui Orient Securities (Hong Kong) Limited 2017–2018
Weiqun Zhang Orient Securities (Hong Kong) Limited 2017–2018
Ho Pong Heung Orient Securities (Hong Kong) Limited 2017–2018
Chor Yam Law Orient Securities (Hong Kong) Limited 2017–2018
Po Ming Hui Orient Securities (Hong Kong) Limited 2017–2018
Wai Man Lee Orient Securities (Hong Kong) Limited 2017–2018
Kwan Lam Orient Securities (Hong Kong) Limited 2017–2018
Ka Fai Lok Orient Securities (Hong Kong) Limited 2017–2018
Jun Jiang Orient Securities (Hong Kong) Limited 2017–2018
Lili Hao Orient Securities (Hong Kong) Limited 2017–2018
Qi Zhu Orient Securities (Hong Kong) Limited 2017–2018
Mianmian Cai Orient Securities (Hong Kong) Limited 2017–2018
Man Li Orient Securities (Hong Kong) Limited 2017–2018
Chun Kuei Yu Orient Securities (Hong Kong) Limited 2017–2018
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