Wai Ling (SFC:BFS692) Lee
李慧玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling (SFC:BFS692) Lee (李慧玲), a licensed Responsible Officer with CE reference BFS692. Currently licensed at 1 firm(s): ONE Asset Management (HK) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-31 | present |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-31 | present |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-14 | 2022-01-31 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-14 | 2022-01-31 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-16 | 2021-11-18 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-16 | 2021-11-18 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 — Advising on securities | 2018-08-16 | 2021-11-18 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-16 | 2021-11-18 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 — Asset management | 2018-08-16 | 2021-11-18 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-16 | 2021-11-18 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 — Asset management | 2017-08-07 | 2018-08-16 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-30 | 2018-08-16 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-30 | 2018-08-16 |