Qi (SFC:BFR575) Chen
陳祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:BFR575) Chen (陳祺), a licensed former licensee with CE reference BFR575. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-08-01 | 2021-03-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-22 | 2016-01-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-22 | 2016-01-15 |