Yan (SFC:BFR527) Liu
劉艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BFR527) Liu (劉艷), a licensed former licensee with CE reference BFR527. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-29 | 2017-01-31 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-29 | 2017-01-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-04 | 2015-09-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-04 | 2015-09-01 |