Christopher Shu Kwong Yau
邱樹廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Shu Kwong Yau (邱樹廣), a licensed former licensee with CE reference BFP324. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-16 | 2015-09-01 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-16 | 2015-09-01 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2015-06-16 | 2015-09-01 |